Justice BAER.
This appeal arises in the context of a medical malpractice action brought by Thomas Bruckshaw, (Appellant), as Administrator of the Estate of Patricia Bruckshaw (Decedent) and in his own right, against Frankford Hospital of Philadelphia (Frankford Hospital), Jefferson Health System, Inc., Brian P. Priest, M.D., and Randy Metcalf, M.D. (collectively, Appellees). We granted review of the following issue, as stated by Appellant:
In re Bruckshaw, 611 Pa. 275, 24 A.3d 860 (2011).
We conclude that the removal of a juror can only be done by a trial court, on the record, with notice to the parties, for cause. We further conclude that the trial court committed reversible error for which the aggrieved party is not required to demonstrate prejudice.
On April 27, 2003, Decedent died following heart valve surgery at Frankford Hospital
Somewhat atypically, yet in accord with his usual practice, the trial judge declined information regarding which of the 20 jurors were principals and which were alternates. Moreover, the trial judge did not tell the jurors which of them were principals and which were alternates. Although the trial judge and the jurors were unaware of the identity of the alternates, the parties and a court officer were. In due course, one principal juror was dismissed and replaced with the first chosen alternate, and another of the alternates became unavailable and was dismissed.
At the end of the five-week trial, the principal jurors and the alternates left the courtroom together, and the court officer segregated the principal jurors and released the alternates. Although it is not clear what happened, the parties and the trial court agree that Juror 12 left the courtroom with the jury, but Juror 20 was in her place when the jury returned with its verdict.
On February 21, 2008, after two days of deliberation, the jury returned to the courtroom with a verdict and Juror 20 identified herself as the foreperson. By a vote of ten to two, the jury found that Frankford Hospital and Dr. Metcalf were not negligent, and that Dr. Priest was negligent, but his negligence was not the cause of Decedent's injuries. The jury was polled, and Juror 20 indicated that she voted with the majority each time. Neither the trial court nor the parties were immediately aware that Juror 20 had replaced Juror 12.
Shortly after the February 21, 2008, delivery of the verdict, Appellant's counsel examined the verdict sheet, observed that it was signed by Juror 20 as jury foreperson, and realized that Juror 20 had been substituted for Juror 12. On February 28, 2008, Appellant moved for post-trial relief in the form of a new trial, arguing, inter alia, that an error had occurred when Juror 20 was substituted for Juror 12 without notice to the parties. The trial court refused to grant a new trial and held that because Juror 20 was "acceptable to all parties" as an alternate, Appellant "cannot now complain that [Juror 20] was in the final jury panel." Trial Ct. Op. at 8. The trial court did not shed any light on why the court officer made the substitution. The court confirmed that it was unaware of the identity of the principal jurors and the alternate jurors, and it was the court officer who was responsible for knowing their identity. Although it did not address the juror removal or substitution, it indicated that there was confusion resulting from the use of a different courtroom, stating that "because of this new courtroom, the Court was unable to fit the jury in sequential order," and instead "fit
On appeal to the Superior Court, all parties agreed that the court officer wrongly replaced Juror 12 with Juror 20 after trial and either before or during deliberations. However, they disagreed about the effect this error had on the jury verdict. Appellant argued that the replacement of a principal juror with the last selected alternate without notice to the court or parties and without any record evidence concerning the substitution required a new trial. The Superior Court disagreed with Appellant and affirmed the denial of a new trial, focusing on the fact that Juror 20 was accepted as an alternate during jury selection. The Superior Court suggested that to obtain relief on this issue, Appellant would have to prove that the result of the trial would have been different had another alternate juror been selected instead of Juror 20. Because he had failed to meet this burden, the Superior Court held that the seating of Juror 20 was harmless error.
We granted Appellant's petition for allowance of appeal limited solely to the issue of Juror 20's substitution, as stated above. Our standard of review in an appeal analyzing the trial court's decision to deny a new trial is whether the trial court abused its discretion. See Harman v. Borah, 562 Pa. 455, 756 A.2d 1116, 1122 (2000). Similarly, the trial court's decision to discharge a juror will not be reversed absent an abuse of discretion. See Commonwealth v. Treiber, 582 Pa. 646, 874 A.2d 26, 31 (2005); Commonwealth v. Jacobs, 536 Pa. 402, 639 A.2d 786, 790 (1994); Commonwealth v. Saxton, 466 Pa. 438, 353 A.2d 434, 435 (1976); see also In re DeFacto Condemnation & Taking of Lands of WBF Assocs., L.P., 972 A.2d 576, 589 (Pa.Cmwlth.2009); Rural Area Concerned Citizens Inc., v. Fayette Cnty. Zoning Hearing Bd., 166 Pa. Cmwlth. 520, 646 A.2d 717, 726 (1994); Starr v. Allegheny Gen. Hosp., 305 Pa.Super. 215, 451 A.2d 499, 506 (1982).
Appellant argues that the removal of Juror 12 and substitution of Juror 20 was reversible error for four reasons. First, there was no adequate reason of record to support the removal of Juror 12. Appellant relies on established precedent that once a principal juror is seated and sworn, that juror cannot be removed without good cause on the record. See Commonwealth v. Abu-Jamal, 553 Pa. 485, 720 A.2d 79, 115 (1998) (holding that a trial court may seat an alternate juror whenever a principal juror becomes unable or disqualified to perform his or her duties); Saxton, 353 A.2d at 435-36 (providing that the trial court's decision to remove a seated juror must be based on a sufficient record of competent evidence to sustain removal). According to Appellant, there is nothing in the record to indicate that Juror 12 was disqualified or unable to serve. Appellant observes that the trial court offered no explanation for what happened. To the extent the trial court attempted to blame the use of a different courtroom for its confusion about the composition of the jury, Appellant argues that the court's confusion does not explain or excuse what transpired. Therefore, Appellant argues that the court officer's substitution of Juror 20 for Juror 12 without any record support was reversible error.
Although no court has addressed the particular scenario presented by the facts of this case, Appellant forwards support for his position in the decisions of other courts that have awarded new trials when the trial court impermissibly dismissed a principal juror. See United States v. Hanno, 21 F.3d 42, 44 (4th Cir.1994); Hobbs v. United States, 18 A.3d 796 (D.C.2011); Hinton v. United States, 979 A.2d 663, 670
Second, recognizing that it was not the trial court that exercised its discretion to remove Juror 12, but the court officer, Appellant continues that only the judge has authority to remove a juror. See State v. Lynn, 924 S.W.2d 892, 894, 898 (Tenn. 1996) (reversing and remanding a case because the court clerk, not the judge, drew names out of a box to replenish the venire without notice to the parties and not in open court).
Third, assuming arguendo there was a legitimate reason to remove Juror 12, Appellant argues that the removal and substitution was reversible error because it occurred without notice to the parties. Fourth, Appellant argues that if there was a reason to support the removal of Juror 12, and he had notice in this regard, he would have insisted that the next available alternate take her seat. Appellant posits that in the course of jury selection, counsel knows that the last alternate juror chosen by the parties has little chance of being seated on the final jury, and counsel will be less likely to reserve peremptory challenges to use on an individual who has almost no chance of serving on the jury. Therefore, Appellant argues that the seating of the last alternate and skipping over all other alternates was reversible error.
Considering these four errors alone or in the aggregate, Appellant argues that we should presume that prejudice resulted. If we do not presume prejudice under these circumstances, where a juror was removed without reason of record by a court officer rather than the judge, without notice to the parties, and was replaced by the last alternate juror, Appellant argues that we would impose an impossible burden on an aggrieved party.
Alternatively attempting to demonstrate harm, Appellant argues that the prejudice that resulted from the trial court's errors is apparent because the wrongly seated alternate juror became jury foreperson, voted with the majority, delivered a defense verdict by the narrowest possible margin (10-2),
The Pennsylvania Association for Justice submitted a brief as amicus curiae in support of Appellant, recognizing the paucity of authority governing the removal of jurors in civil cases and urging this Court to formalize the rule that removal of a juror can only be done by the court, for cause, with notice to counsel, after an on-the-record proceeding, and that once removed, a juror must be replaced with the next alternate.
Appellees Drs. Priest and Metcalf acknowledge that the record does not disclose how or why Juror 20 was substituted for Juror 12, and assert that the most that can be said of the substitution is that it
Because Appellees view the juror substitution as a harmless mistake, they argue that "any error found could not be considered harmful if it is not the product of improper judicial intervention since there would not be any impropriety to absolve." Brief of Drs. Priest and Metcalf at 23. They continue that only when the fundamental qualities of competence, fairness, and impartiality are impugned should an appellate court conclude that the trial court has committed a palpable abuse of discretion. See Commonwealth v. Pittman, 320 Pa.Super. 166, 466 A.2d 1370, 1374 (1983) (holding it "is only when the court permits the [jury] selection process to impugn the fundamental qualities of competence, fairness and impartiality that we may conclude that a `palpable abuse of discretion' has been committed."). Appellees do not believe that Appellant can demonstrate prejudice because, as described above, he received the service of an impartial jury of twelve chosen by the parties. See Abu-Jamal, 720 A.2d at 115 (holding that the appellant failed to demonstrate how he was prejudiced by the trial court's removal of a juror for impermissible behavior because the juror had expressed open hostility towards the appellant); Lockley v. CSX Transp., Inc., 5 A.3d 383, 392 (Pa.Super.2010) ("a party aggrieved by a trial court's erroneous decision to strike a juror for cause must establish prejudice in order to be granted relief in the form a new trial.").
Finally, Appellees distinguish all of the out-of-state cases relied upon by Appellant on their facts, and offer several other out-of-state cases that they argue demonstrate that it is not reversible error when a court mistakenly permits an alternate juror to act as a principal juror. See United States v. Hamed, 259 Fed.Appx. 377 (2d Cir. 2008); U.S. v. Levesque, 681 F.2d 75 (1st Cir.1982); People v. Jeanty, 94 N.Y.2d 507, 706 N.Y.S.2d 683, 727 N.E.2d 1237 (2000); State v. Gentry, 125 Wn.2d 570, 888 P.2d 1105 (1995).
We begin our analysis by recognizing that the right to a trial by an impartial jury is enshrined in the Pennsylvania Constitution, see PA. CONST. art. I, § 6, which guarantees that "trial by jury shall be as heretofore, and the right thereof
One of the reasons this case is before us is our recognition that neither the rules of civil procedure nor our case law in the civil arena are as developed with respect to the question before us as are criminal rules and cases. Issues involving jury irregularity have most often arisen in the criminal context, rather than civil. Although we review with closer scrutiny certain criminal issues where liberty is at risk, the fairness and impartiality of a jury are as scrupulously protected in a civil case as in a criminal case. See, e.g., Carter by Carter v. U.S. Steel Corp., 529 Pa. 409, 604 A.2d 1010, 1015 (1992) (relying on criminal cases to resolve a question of extraneous influence on a civil jury and observing that "the commitment to fairness should be the same in criminal and civil trials."); Commonwealth v. Bradley, 501 Pa. 25, 459 A.2d 733, 734 (1983) (unifying conflicting rules about communication between a judge and jury that arose in criminal and civil contexts, explaining "we see no reason to apply different rules in civil and criminal cases."); United States v. Harry Barfield Co., 359 F.2d 120, 124 (5th Cir.1966) ("the integrity of the jury system is no less to be desired in civil cases."). Moreover, the constitutional right to a jury trial, as set forth in PA. CONST. art. 1, § 6, does not differentiate between civil cases and criminal cases. Thus, on the narrow issue before us, notwithstanding that there may be distinctions in criminal and civil cases, our holdings in criminal cases concerning the removal or substitution of jurors are persuasive in the civil context, and we think it is appropriate to look to the more developed criminal law for guidance. Indeed, the parties share this recognition, as they each rely on various criminal cases.
One of the most essential elements of a successful jury trial is an impartial jury. Colosimo v. Pennsylvania Elec. Co., 513 Pa. 155, 518 A.2d 1206, 1209 (1986) ("The impartiality and integrity of the jury are critical to the properly functioning [sic] of our system. Indeed, the jury is its keystone.") As we have explained:
Mix v. North American Co., 209 Pa. 636, 59 A. 272, 274-75 (1904); see also Remmer v. United States, 350 U.S. 377, 382, 76 S.Ct. 425, 100 L.Ed. 435 (1956) ("[I]t is the law's objective to guard jealously the sanctity of the jury's right to operate as freely as possible from outside unauthorized intrusions purposefully made.").
In addition, contact between jurors and other parties, court officers, lawyers and judges is viewed with disfavor. Colosimo, 518 A.2d at 1209. It is a crime for any person to contact a juror to influence his vote in a case, 18 Pa.C.S. § 5102, or to eavesdrop on the jury's deliberations. 18 Pa.C.S. § 5103. Both legal and judicial codes of ethics proscribe ex parte contact with jurors. Rule 3.5 of the Pennsylvania Rules of Professional Conduct, Pa.R.P.C. 3.5; Canon 3A(4) of the Code of Judicial Conduct. Moreover, jurors may not be questioned as to their deliberations after the verdict has been rendered. Carter, 604 A.2d at 1013 (holding that a juror is incompetent to testify about what occurred during deliberations); Commonwealth ex rel. Darcy v. Claudy, 367 Pa. 130, 79 A.2d 785, 786 (1951); McDonald v. Pless, 238 U.S. 264, 267-68, 35 S.Ct. 783, 59 L.Ed. 1300 (1915).
The Rules of Criminal Procedure permit a trial court to direct a reasonable even number of jurors to be called and impaneled to sit as alternate jurors, Pa.R.Crim.P. 633(A), and direct that alternate jurors must be examined, challenged, and selected in the same manner as the principal jurors. Pa.R.Crim.P. 633(C). "Alternate jurors, in the order in which they are called, replace principal jurors who, prior to the time the jury retires to consider its verdict, become unable or disqualified to perform their duties." Pa. R.Crim.P. 645(A). Additionally, "[a]n alternate juror who does not replace a principal juror shall be discharged before the jury retires to consider its verdict." Pa. R.Crim.P. 645(B). After an alternate juror is discharged, he or she may not be recalled to replace a principal juror who becomes unable to serve. See Commonwealth v. Saunders, 454 Pa.Super. 561, 686 A.2d 25, 27 (1996) (holding that replacing a principal juror with an alternate juror after deliberation had begun, over defense objections, was plain error).
The decision to remove a juror because of inability to perform the usual functions and to seat an alternate juror is within the sound discretion of the trial court. Commonwealth v. Williams, 554 Pa. 1, 720 A.2d 679, 684 (1998); Commonwealth v. Jacobs, 536 Pa. 402, 639 A.2d 786 (1994); Rural Area Concerned Citizens, Inc., 646 A.2d at 725-26; Saxton, 353 A.2d at 436. This discretion exists even after the jury has been impanelled and the juror sworn. Commonwealth v. Carter, 537 Pa. 233, 643 A.2d 61, 70 (1994). The trial court's discretion in this regard must be based upon a sufficient record of competent evidence to sustain removal. Saxton, 353 A.2d at 436. See also United States v.
We have held that when there is no evidence to support the trial court's decision to remove a juror, the court has abused its discretion. Saxton, 353 A.2d at 436. The trial court in Saxton sua sponte and without notice to the parties questioned a juror about whether he was ill, on medication, and paying attention, and further asked a doctor to sit in the courtroom to observe the juror's conduct. The trial court ultimately decided to remove the juror because, in the court's opinion, the juror displayed "indicia of being an addict." Id., 353 A.2d at 436. On appeal, we applied the predecessor to Rule 645, Pa. R.Crim.P. 1108(a), and held that the trial court abused its discretion in removing the juror because "there [was] no competent evidence in the record to support the conclusion that Juror No. 6 was unable to perform as a juror because of drug use." Id. at 436; see also Darlington Brick & Min. Co. v. Commonwealth, 407 Pa. 660, 182 A.2d 524 (1962) (reversing the trial court's decision not to dismiss a juror where the record did not support the decision and instead demonstrated that the juror was a potential adversary of the plaintiff). On the other hand, where the trial court's decision to remove a juror is supported by record, we will defer to that decision on appeal. See Abu-Jamal, 720 A.2d at 115; Williams, 720 A.2d at 684; Carter, 643 A.2d 61; Commonwealth v. Jerry, 485 Pa. 95, 401 A.2d 310 (1979); Commonwealth v. Black, 474 Pa. 47, 376 A.2d 627 (1977).
Therefore, when a trial court is faced with a juror who is potentially incapacitated, the court is tasked with determining whether the juror is unable to perform. When the court determines that the juror is disqualified or unable to serve, the record must support the finding. Like Saxton, the record in this case is devoid of any evidence that Juror 12 was disqualified or unable to serve. When Appellant moved for post-trial relief, requesting a mistrial because of the seating of Juror 20 in Juror 12's place, the trial court denied the request without explaining what happened or why.
The unique facts of this case, however, add several other troubling aspects, as argued by Appellant. First, the removal was effectuated by a court officer, not the trial court, leaving the court apparently unaware of what transpired until the substitution was brought to its attention by
Second, the substitution was completed without notice to the parties or an opportunity to explore or contest whether Juror 12 was able or unable to serve. We have strictly prohibited communication between the court and jury other than in open court and in the presence of counsel for both parties. Commonwealth v. Bradley, 501 Pa. 25, 459 A.2d 733, 734 (1983); Glendenning v. Sprowls, 405 Pa. 222, 174 A.2d 865, 867 (1961) ("We strongly condemn any intrusion by a Judge into the jury room during the jury's deliberations, or any communication by a Judge with the jury without prior notice to counsel, and such practice must be immediately stopped!"). Had the trial court notified the parties of the possible removal of Juror 12, trial counsel would have had the opportunity to be heard in open court or, at the very least, decide whether to object to the removal and obtain an explanation from the trial court on the record.
Third, Juror 12 was not replaced with the next alternate in line, but with the last chosen alternate. The process by which the principal jurors and alternate jurors are chosen is crucial to the preservation of the right to an impartial jury. See Commonwealth v. Ellison, 588 Pa. 1, 902 A.2d 419, 423 (2006); Commonwealth v. Ingber, 516 Pa. 2, 531 A.2d 1101, 1102 (1987). In civil cases, each party is generally entitled to four peremptory challenges, although the trial court may allow additional peremptory challenges, which are exercised alternately between the parties, see Pa. R.C.P. 221, and must be used immediately after a juror's examination. Commonwealth v. Aljoe, 420 Pa. 198, 216 A.2d 50, 54 (1966). The primary function of a peremptory challenge is to allow parties to strike prospective jurors whom they have good reason to believe might be biased but who are not so clearly and obviously partial that they could otherwise be excluded from the panel. Commonwealth v. Phillips, 411 Pa.Super. 329, 601 A.2d 816, 820 (1992), aff'd, 534 Pa. 423, 633 A.2d 604 (1993). Although there are no applicable rules regarding the substitution of alternate jurors in civil cases, in criminal cases, if a juror is replaced, it must be by the next alternate. Pa.R.Crim.P. 645.
The procedure of Rule 645 is salutary because it is compatible with the reality of jury selection. As the number of alternates increases, the number of remaining peremptory challenges decreases. As a strategic matter, counsel may decide, as the number of available peremptory challenges decreases, to accept jurors with unappealing characteristics or make compromises about who is an acceptable juror. See, e.g., Hopp v. City of Pittsburgh, 194 F.3d 434, 440 (3d Cir.1999) (attorney with plan to strike jurors with certain
We have no record to assess why Juror 20 was called instead of the next sequential alternate. Choosing an alternate arbitrarily, rather than in order, calls into question the decision to choose one alternate over another. Indeed, the first principal juror who was removed was replaced with the first alternate; that the next substitution was not in order is certainly troubling.
We therefore hold that the removal of a juror can only be done by a trial court, on the record, in open court, with notice to the parties, for cause. We find nothing in the record in this matter to support the removal of a presumptively competent juror, by a court officer, without notice to the court, without notice to the parties, and then to substitute the last alternate juror rather than the next chosen juror in sequence. Thus, the question becomes whether the trial court's errors require a new trial. As described above, Appellees advocate that we should require a showing of prejudice, while Appellant advocates that we should presume prejudice, and grant a new trial.
We agree with Appellant. It is our duty to ensure a fair trial and protect the integrity of the jury. We cannot do so if we impose the impossible burden of requiring a showing of prejudice. Indeed, the inability to assess prejudice in this case causes the error to defy analysis by prejudice standards; to hold otherwise would immunize such jury irregularities from review.
The removal of a presumptively competent juror, by a court officer, without notice to the court, without notice to the parties, and the substitution with the last alternate juror is so inimical to the integrity of our jury system that the presumption of prejudice arising therefrom is conclusive. In this respect, our decision in Saxton is particularly instructive, as this Court remedied the trial court's abuse of discretion for removing a juror without adequate support in the record by reversing and remanding for a new trial. Saxton,
Moreover, in the analogous situation of ex parte communication involving the jury, upon which courts look with suspicion, if such communication is had, and is not explained satisfactorily on the record, it will, in itself, be grounds for a new trial. Colosimo, 518 A.2d at 1211 (quoting Printed Terry Finishing v. City of Lebanon, 247 Pa.Super. 277, 372 A.2d 460, 471 (1977)). We have also presumed prejudice and reversed criminal convictions because of improper contact with the jury, even without certainty that any improper prejudicial information had actually been communicated to the jurors. See Commonwealth v. Bobko, 453 Pa. 475, 309 A.2d 576, 577 (1973) (presuming prejudice and reversing conviction because jury received a trial booklet indicating that the defendant was under indictment for unrelated charges where there was no evidence that any jurors had read the booklet); Commonwealth v. Stewart, 449 Pa. 50, 295 A.2d 303, 304 (1972) (presuming prejudice and reversing conviction because the victim's father had been on the panel of jurors from which the trial jury was selected where there was no evidence that he had communicated with any of the trial jurors).
Because this case involves a presumptively competent juror who was removed by a court officer, without notice to the court, without notice to the parties, and replaced with the last alternate juror, this case is dissimilar from those cases where we have required a showing of prejudice resulting from jury irregularities. In such cases, which usually arise in the context of unauthorized contact with or influence of the jury, requiring a showing of prejudice is congruous with our deference to the exercise of trial court discretion in the first instance, where the trial court assesses the prejudicial impact of the error based on competent testimony. See, e.g., Carter, 604 A.2d at 1016 ("Once the existence of a potentially prejudicial extraneous influence has been established by competent testimony, the trial judge must assess the prejudicial effect of such influence."); Colosimo, 518 A.2d at 1210 (requiring an assessment of prejudice resulting from unauthorized contact with the jury as consistent with the trial court's discretion to grant a new trial where justice so requires).
We have therefore deferred to the trial court's discretionary finding of no prejudice based on competent record evidence in situations where there was unauthorized contact with the jury or a juror by counsel, Colosimo, 518 A.2d at 1210, by the trial court, Commonwealth v. Bradley, 501 Pa. 25, 459 A.2d 733, 734 (1983),
The mischief of uncertainty is what distinguishes this case from those
Similarly, in Abu-Jamal, a juror left sequestration against the trial court's order. 720 A.2d at 114. When she returned, the trial court held a conference in chambers with counsel, where counsel concurred with the trial court's decision to remove the juror, apparently because this juror had previously expressed dislike for the appellant. Id. at 114-15. When the appellant challenged the trial court's removal of the juror before this Court, we rejected the claim, relying on the trial court's reasonable determination that the particular juror's defiant misbehavior threatened the integrity of the jury and upholding the trial court's exercise of discretion in this regard. Id. We further observed that the appellant did not demonstrate that he was prejudiced by the removal because the particular juror had expressed hostility to the appellant. Id. at 115. Our observation in this regard was relevant only because Abu-Jamal was an appeal from a petition for post-conviction relief, see 42 Pa.C.S. § 9541-9551, which requires a showing that the conviction resulted from certain violations enumerated in the Post-Conviction Relief Act, 42 Pa. C.S. § 9543(a)(2).
We recognize that granting a new trial is an extreme remedy, but one that is necessary under the circumstances to ensure the integrity of jury trials in Pennsylvania. Because of the obscure nature of the removal and substitution, without notice to the parties and off the record, we cannot discern the cause of this jury irregularity. It is this uncertainty that causes us to impose the remedy of a new trial, to protect the sanctity of the jury from innocent mistakes as well as iniquitous intentions. To the extent the Superior Court decision has opened the door to the tampering of the jury system, we emphatically close it. The order of the Superior Court
Justice ORIE MELVIN did not participate in the decision of this case.
Justices SAYLOR, TODD and McCAFFERY join the opinion.
Chief Justice CASTILLE files a concurring opinion.
Justice EAKIN files a concurring and dissenting opinion.
Chief Justice CASTILLE, concurring.
I join Part I of the Majority Opinion, and concur in the result the majority achieves. I would, however, stress the subtle but important point that, in assessing the "error" or "errors" of the trial judge here, there is error in the juror substitution only insofar as the court officer's actions here are attributable to the trial court; it is only for that reason that we may properly consider whether the trial court's errors, in the multiple, "require a new trial." Majority Op. at 113. Of course, trial jurists are no more omniscient than appellate jurists; it is the trial court's post-verdict reaction to the juror substitution issue, once the fact became known, that is the actually erroneous decision in this case, since the court and the parties apparently were unaware of the court officer's actions until after the verdict was rendered. Moreover, because I believe Part I of the Majority Opinion adequately disposes of the issue before us, I do not join Part II of the opinion.
Justice EAKIN, concurring and dissenting.
I agree generally with the majority's holding that a juror can only be removed by the trial court, on the record, with notice to the parties, and for cause. If there are exceptions to this rule, they are not presented to us here. I do not agree with the majority's conclusion that, as prejudice cannot be demonstrated, a new trial must be the remedy, or that "[t]he mischief of uncertainty is what distinguishes this case from those where we have required a showing of prejudice." Majority Op., at 115-16.
There is uncertainty because there is no record, and there is no record because appellant failed to request a hearing for the purpose of determining what happened and why. Under the majority's pronouncement, the absence of a record results in victory for the very party who bears the burden of creating one. If the absence of a record absolves the losing litigant of the burden of proving prejudice, the losing party will never want to make a record.
It may be that a hearing would have revealed little, and conversely, it may have revealed a lot.
I cannot support "distinguishing" this case so as to excuse the absence of prejudice we would otherwise require, on the basis of an incomplete record, when the very reason for that incomplete record lies at the feet of the party who is rewarded thereby. The majority's holding that a new trial is appropriate when there is no record provides every incentive to the complaining party to maintain the "mischief of uncertainty" — we should not award a new trial in such circumstances absent a showing of actual prejudice resulting from the substitution. In the end, a hearing may have led to a new trial, but such a result should not be the de facto result of appellant avoiding that hearing. As such, I must dissent.